Are you a seasoned legal professional with a passion for investment funds? Our client is on the lookout for an Investment Funds Regulatory Associate to join their prestigious Regulatory Solutions practice within the Investment Funds Group. Specialising in both registered and exempt investment advisers, as well as private U.S. and offshore investment funds, this role offers a unique opportunity to work with a leading international law firm.
This is a fantastic opportunity for those looking to advance their career in a dynamic and supportive environment. With a competitive salary ranging from $225,000 to $390,000, this role offers an excellent financial package. You’ll also benefit from a robust offering of benefits designed to support your professional and personal growth.
Our client is a global law firm known for its expertise in private equity, mergers and acquisitions, investment fund formation, and more. They pride themselves on delivering top-notch legal advice and tailored services to a wide array of clients. With a focus on empowering their lawyers and fostering an entrepreneurial spirit, the firm has built a reputation for excellence since its inception in 1909.
The Investment Funds Regulatory Associate will be responsible for:
- Advising fund sponsors on the formation and operation of investment funds.
- Reviewing offering materials, organisational documents, and agreements, including private placement memoranda (PPM) and limited partner agreements (LPA).
- Advising clients on compliance with the Investment Advisers Act of 1940.
- Preparing annual filings for submission to the SEC and responding to examinations.
- Researching and preparing memoranda regarding the regulation and operation of private investment funds.
Package and Benefits:
The Investment Funds Regulatory Associate will enjoy a comprehensive package, including:
- Annual salary ranging from $225,000 to $390,000.
- A robust offering of benefits tailored to support your career and personal life.
- Opportunities for professional development and growth within a leading global law firm.
The ideal Investment Funds Regulatory Associate will have:
- A Juris Doctor, Master of Law, or foreign equivalent.
- Admission to the New York State bar.
- One to five years of experience as an Associate in the Investment Management practice group of a global law firm.
- Experience advising fund sponsors on investment fund formation and operation.
- Proficiency in reviewing offering materials and organisational documents.
- Knowledge of compliance with the Investment Advisers Act of 1940.
- Experience preparing SEC filings and responding to examinations.
If you have experience or interest in roles such as Investment Management Associate, Regulatory Compliance Associate, Fund Formation Associate, Legal Advisor for Investment Funds, or Securities Regulation Associate, this position could be the perfect fit for you.
If you're ready to take the next step in your legal career and join a leading international law firm, this Investment Funds Regulatory Associate role could be your perfect opportunity. Apply now and become part of a team that values excellence, integrity, and innovation.